Personnel Hong Kong SFC License Details (ID 86259)

Personnel Hong Kong SFC License Details (ID 86259)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
1020 Capital Management Limited	RO	Asset management	2021-08-18	2025-05-20
	Rep	Asset management	2021-03-15	2021-08-18
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2013-12-04	2014-06-12
	Rep	Dealing in securities	2008-08-11	2012-11-30
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2007-08-13	2014-06-12
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2006-10-09	2009-04-24
INVESTEC ASIA LIMITED	RO	Dealing in securities	2006-05-16	2006-09-08
	Rep	Dealing in securities	2006-04-04	2006-05-16
INVESTEC ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2005-09-12	2006-04-01