Personnel Hong Kong SFC License Details (ID 86260)

Personnel Hong Kong SFC License Details (ID 86260)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2015-11-03
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2012-10-03	2013-07-24
	Rep	Dealing in securities	2012-10-03	2015-11-03
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2012-10-03	2015-11-03
	Rep	Dealing in securities	2012-10-03	2015-11-03
MACQUARIE EQUITIES (ASIA) LIMITED	RO	Dealing in securities	2009-06-04	2012-05-02
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2007-08-10	2010-09-15
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-08-10	2009-06-04
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2007-06-13	2012-06-04
	Rep	Dealing in securities	2004-11-15	2005-07-12