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Gupta, Tanvee Hong Kong SFC License Details (ID 86283)
Gupta, Tanvee
SFC ID:
AXW594
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2017-06-06
-
MACQUARIE CAPITAL LIMITED
Rep
Advising on securities
2011-08-18
2017-04-14