Personnel SFC Licences and HKMA Registrations (ID 86313)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Markets Trading Limited	Rep	Dealing in securities	2021-05-03	-
	RO	Dealing in securities	2020-12-17	2021-05-03
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2007-07-16	2010-07-22
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2007-07-16	2012-11-30
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-07-16	2010-07-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.