| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2010-10-27 | 2011-10-10 |
| MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-10-27 | 2011-10-10 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2009-06-04 | 2010-05-05 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-06-04 | 2010-05-05 |
| Rep | Dealing in securities | 2009-06-04 | 2010-05-05 | |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-11-01 | 2009-01-12 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RO | Dealing in futures contracts | 2007-08-07 | 2009-01-12 |