Personnel Hong Kong SFC License Details (ID 86328)

Personnel Hong Kong SFC License Details (ID 86328)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2025-01-15	-
	Rep	Dealing in securities	2025-01-15	-
Macquarie Asia Securities Limited	Rep	Advising on securities	2020-09-30	2021-12-17
	Rep	Dealing in securities	2020-09-30	2021-12-17
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2009-01-22	2012-11-30
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2004-07-15	2009-01-13
RBS Asia Securities (Hong Kong) Limited	Rep	Dealing in securities	2004-07-15	2005-02-04
VC BROKERAGE LIMITED	Rep	Providing automated trading services	2003-05-29	2003-08-26
	Rep	Dealing in securities	2003-05-29	2004-06-17
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-27
	Rep	Advising on securities	2003-04-01	2003-05-27
	Rep	Asset management	2003-04-01	2003-05-27
	Rep	Dealing in securities	2003-04-01	2003-05-28