Personnel Hong Kong SFC License Details (ID 86336)

Personnel Hong Kong SFC License Details (ID 86336)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
I Win Asset Management Limited	RO	Advising on securities	2024-07-24	2026-07-23
	RO	Asset management	2024-07-24	2026-07-23
I WIN SECURITIES LIMITED	RO	Dealing in securities	2024-07-24	2026-07-23
Glory Sun Securities Limited	Rep	Asset management	2020-09-25	2020-12-21
	Rep	Advising on securities	2020-07-10	2020-12-21
	Rep	Dealing in securities	2020-07-10	2020-12-21
China Vered Securities Limited	Rep	Advising on securities	2019-09-30	2020-05-15
	Rep	Dealing in securities	2019-09-30	2020-05-15
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2013-09-17	2014-06-30
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2013-09-17	2014-06-30
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2010-03-11	2013-09-02
	Rep	Dealing in securities	2009-06-16	2014-06-30