Lin, Susan Shan-ju

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2022-10-18	-
Macquarie Asia Securities Limited	Rep	Dealing in securities	2020-09-30	2022-04-22
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2008-06-13	2012-11-30
	Rep	Dealing in securities	2008-06-13	2012-11-30
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2006-11-28	2007-10-12
	Rep	Dealing in securities	2006-11-28	2007-10-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2022-10-18	-
Macquarie Asia Securities Limited	Rep	Dealing in securities	2020-09-30	2022-04-22
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2008-06-13	2012-11-30
	Rep	Dealing in securities	2008-06-13	2012-11-30
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2006-11-28	2007-10-12
	Rep	Dealing in securities	2006-11-28	2007-10-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.