Personnel Hong Kong SFC License Details (ID 86358)

Personnel Hong Kong SFC License Details (ID 86358)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MVision Private Equity Advisers Asia Limited	RO	Advising on securities	2022-04-22	2023-06-09
	RO	Dealing in securities	2022-04-22	2023-06-09
	Rep	Dealing in securities	2022-03-16	2022-04-22
Venture Smart Asia Limited	Rep	Asset management	2020-03-11	2022-02-07
	Rep	Dealing in securities	2020-03-11	2022-02-07
	Rep	Asset management	2017-08-24	2019-12-06
	Rep	Dealing in securities	2017-05-17	2019-12-06
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	Rep	Dealing in securities	2015-07-06	2017-04-01
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2007-05-09	2012-11-30
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2005-03-10	2005-04-20