Personnel Hong Kong SFC License Details (ID 86362)

Personnel Hong Kong SFC License Details (ID 86362)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Azurewing Limited (HK)	RO	Advising on securities	2017-09-21	2022-09-01
TRINITY SECURITIES CO. LIMITED	RO	Advising on securities	2017-09-20	2022-09-01
Trinity Futures Limited	RO	Advising on futures contracts	2017-08-07	2022-09-01
	RO	Dealing in futures contracts	2017-08-07	2022-09-01
Azurewing Limited (HK)	RO	Asset management	2016-08-09	2022-09-01
TRINITY SECURITIES CO. LIMITED	RO	Dealing in securities	2016-08-09	2022-09-01
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2008-08-11	2015-11-13
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2006-09-01	2015-11-13
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2006-09-01	2009-04-24
PHILLIP COMMODITIES (HK) LIMITED	Rep	Providing automated trading services	2003-06-07	2003-08-15
	Rep	Dealing in futures contracts	2003-06-07	2006-02-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Providing automated trading services	2003-06-07	2006-02-28
	Rep	Dealing in securities	2003-06-07	2006-02-28