Personnel Hong Kong SFC License Details (ID 86363)

Personnel Hong Kong SFC License Details (ID 86363)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CBH Asia Limited	Rep	Asset management	2018-05-10	2020-11-03
	Rep	Advising on securities	2018-04-16	2020-11-03
	Rep	Dealing in securities	2018-04-16	2020-11-03
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on securities	2017-05-23	2017-12-04
	Rep	Dealing in securities	2017-05-08	2017-12-04
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2016-10-03	2017-01-16
	Rep	Dealing in securities	2011-09-15	2012-11-30
ITAU ASIA SECURITIES LIMITED	Rep	Dealing in securities	2007-03-06	2009-02-20
Morgan Stanley Asia Limited	Rep	Advising on securities	2004-09-21	2005-04-08
	Rep	Dealing in securities	2004-09-21	2005-04-08