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Phipps, Mark Richard Hong Kong SFC License Details (ID 86411)
Phipps, Mark Richard
SFC ID:
ANQ465
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
MACQUARIE CAPITAL LIMITED
Rep
Dealing in securities
2006-10-06
2012-10-22
MACQUARIE EQUITIES (ASIA) LIMITED
Rep
Dealing in securities
2006-07-10
2008-01-01