Personnel Hong Kong SFC License Details (ID 86419)

Personnel Hong Kong SFC License Details (ID 86419)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wolver Hill Asset Management Asia Limited	Rep	Advising on securities	2024-03-20	2026-04-30
LMR Partners Limited	Rep	Asset management	2022-07-04	2023-04-04
Polymer Capital Management (HK) Limited	Rep	Asset management	2020-07-21	2022-04-01
Rockhampton Management Limited	Rep	Asset management	2018-08-24	2020-03-30
	Rep	Asset management	2014-05-08	2017-08-31
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2013-11-04	2014-01-07
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2010-12-16	2013-10-03