Personnel Hong Kong SFC License Details (ID 86422)

Personnel Hong Kong SFC License Details (ID 86422)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	RO	Advising on securities	2022-12-05	-
	RO	Dealing in securities	2022-12-05	-
MACQUARIE CAPITAL LIMITED	RO	Dealing in securities	2022-12-05	-
Macquarie Asia Securities Limited	Rep	Advising on securities	2022-07-19	2022-12-05
	Rep	Dealing in securities	2022-07-19	2022-12-05
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2022-07-19	2022-12-05
Macquarie Asia Securities Limited	Rep	Dealing in securities	2020-09-30	2022-04-07
	Rep	Dealing in futures contracts	2014-03-12	2015-07-13
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2014-03-12	2015-07-13
	Rep	Dealing in securities	2011-01-31	2012-11-30
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2003-09-10	2003-10-10