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Rickards, David George Edward Hong Kong SFC License Details (ID 86427)
Rickards, David George Edward
SFC ID:
AKJ004
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
MACQUARIE CAPITAL LIMITED
Rep
Advising on securities
2011-02-17
2012-09-30
RO
Advising on securities
2004-07-13
2011-02-17