Personnel Hong Kong SFC License Details (ID 86429)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2024-06-17	2024-06-21
	Rep	Advising on securities	2023-10-06	2023-10-11
	Rep	Advising on securities	2023-05-05	2023-05-09
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2010-10-19	2021-06-07
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-11-16	2010-08-06
	Rep	Dealing in securities	2007-10-10	2007-10-17