Webb-site Legacy

Sharman, Roland Herbert

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vantage Capital Markets HK Limited	Rep	Dealing in securities	2023-07-12	-
BTIG Hong Kong Limited	Rep	Dealing in securities	2016-05-13	2023-04-13
Tora Trading Services Limited (HK)	Rep	Dealing in securities	2015-01-26	2016-03-31
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2004-12-28	2012-02-23
JEFFERIES PACIFIC LIMITED	RO	Dealing in securities	2003-04-01	2003-06-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.