Webb-site Legacy

Tsao, Theodore Tsuhua

SFC ID:AHJ596

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2011-01-31	2011-11-19
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2010-05-06	2010-10-12
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2004-09-16	2008-11-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2004-09-16	2008-11-21
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-08-06
	Rep	Advising on securities	-	2003-08-06
	Rep	Asset management	-	2003-08-06
	Rep	Providing automated trading services	-	2003-08-06
	Rep	Dealing in securities	-	2003-08-06
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Advising on futures contracts	-	2003-08-06
	Rep	Asset management	-	2003-08-06
	Rep	Dealing in futures contracts	-	2003-08-06