Personnel Hong Kong SFC License Details (ID 86469)

Personnel Hong Kong SFC License Details (ID 86469)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ODYSSEY ASSET MANAGEMENT LIMITED	RO	Dealing in securities	2018-03-26	2025-10-06
	RO	Advising on securities	2017-11-15	-
	RO	Asset management	2017-11-15	-
Major Domus Limited	Rep	Advising on securities	2016-11-10	2017-11-14
	Rep	Asset management	2016-11-10	2017-11-14
Swiss-Asia Asset Management (HK) Limited	Rep	Advising on securities	2015-04-01	2016-08-01
	Rep	Asset management	2015-04-01	2016-08-01
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2014-09-08	2015-01-08
	Rep	Dealing in securities	2014-09-08	2015-01-08
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2007-09-24	2012-11-30