Personnel Hong Kong SFC License Details (ID 86484)

Personnel Hong Kong SFC License Details (ID 86484)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Asset management	2022-11-04	-
	Rep	Dealing in futures contracts	2022-11-04	-
	Rep	Dealing in securities	2022-11-04	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2021-08-26	2022-09-02
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2021-08-26	2022-09-02
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2021-08-03	2022-09-02
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2021-08-03	2022-09-02
Macquarie Asia Securities Limited	Rep	Advising on securities	2020-09-30	2021-06-04
	Rep	Dealing in securities	2020-09-30	2021-06-04
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2010-06-30	2012-11-30