Personnel Hong Kong SFC License Details (ID 86501)

Personnel Hong Kong SFC License Details (ID 86501)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ActusRayPartners Limited	RO	Advising on securities	2022-04-22	-
	RO	Asset management	2020-12-11	-
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2012-01-09	2018-09-05
	RO	Asset management	2012-01-09	2018-09-05
	RO	Dealing in securities	2012-01-09	2018-09-05
	Rep	Dealing in securities	2010-10-05	2012-01-09
	Rep	Advising on securities	2010-07-15	2012-01-09
	Rep	Asset management	2010-07-15	2012-01-09
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2008-04-08	2009-03-31
HSBC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-02-01	2005-02-16