Personnel Hong Kong SFC License Details (ID 86504)

Personnel Hong Kong SFC License Details (ID 86504)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Impax Asset Management (Hong Kong) Limited	RO	Dealing in securities	2023-11-06	-
	RO	Advising on securities	2023-08-14	-
	RO	Asset management	2023-08-14	-
	Rep	Advising on securities	2023-05-29	2023-08-14
	Rep	Asset management	2023-05-29	2023-08-14
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2020-11-04	2022-09-20
	RO	Asset management	2019-05-23	2022-09-20
	Rep	Dealing in securities	2014-01-03	2022-09-20
	Rep	Asset management	2011-05-03	2019-05-23
	Rep	Advising on securities	2011-05-03	2020-11-04