Personnel Hong Kong SFC License Details (ID 86529)

Personnel Hong Kong SFC License Details (ID 86529)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DOMINEER ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-07-26	2021-07-31
	RO	Asset management	2019-07-26	2021-07-31
ZEAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2014-04-03	2017-08-05
	Rep	Asset management	2014-04-03	2017-08-05
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	Rep	Advising on securities	2013-09-16	2014-03-27
	Rep	Dealing in securities	2013-09-16	2014-03-27
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	Rep	Dealing in securities	2010-07-06	2012-07-31
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2009-04-20	2010-06-29
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2009-03-04	2009-04-20
	Rep	Advising on securities	2009-01-23	2009-04-20
NNIP HONG KONG LIMITED	Rep	Advising on securities	2007-06-20	2008-11-15
	Rep	Dealing in securities	2007-05-31	2008-11-15
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	Rep	Dealing in securities	2007-03-15	2007-05-02
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-09-03
	Rep	Advising on securities	-	2003-09-03
	Rep	Asset management	-	2003-09-03
	Rep	Dealing in securities	-	2007-01-18