Personnel Hong Kong SFC License Details (ID 86533)

Personnel Hong Kong SFC License Details (ID 86533)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TOKAI TOKYO SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2023-08-11	2024-08-23
	Rep	Dealing in securities	2023-08-11	2024-08-23
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	Rep	Dealing in securities	2010-06-29	2011-11-30
	Rep	Asset management	2009-03-18	2011-11-30
	Rep	Advising on securities	2009-01-20	2011-11-30
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-11-29	2008-12-04
Nomura Asia Investment (Hong Kong) Limited	Rep	Advising on futures contracts	-	2004-11-18
	Rep	Asset management	-	2004-11-18
	Rep	Dealing in futures contracts	-	2008-12-04
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-11-18
	Rep	Advising on securities	-	2004-11-18
	Rep	Asset management	-	2004-11-18
	Rep	Dealing in securities	-	2008-12-04