Personnel Hong Kong SFC License Details (ID 86546)

Personnel Hong Kong SFC License Details (ID 86546)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-05-27	-
ORIENTAL WEALTH SECURITIES LIMITED	Rep	Dealing in securities	2012-12-11	2015-05-01
AuVantage Consultancy Limited	Rep	Dealing in securities	2011-06-17	2012-12-01
MAGUSTA FUTURES LIMITED	Rep	Dealing in futures contracts	2011-06-17	2011-10-31
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2008-04-17	2011-05-31
	Rep	Dealing in securities	2008-04-17	2011-05-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-12-07	2008-04-12
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-12-07	2008-04-12
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2004-03-05	2007-12-01
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2004-03-05	2007-12-01
INTERCHINA FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-01-14
	Rep	Asset management	2003-04-01	2004-01-14
	Rep	Dealing in futures contracts	2003-04-01	2004-03-04
INTERCHINA SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-14
	Rep	Advising on securities	2003-04-01	2004-01-14
	Rep	Asset management	2003-04-01	2004-01-14
	Rep	Dealing in securities	2003-04-01	2004-03-04