Chan, Sau Chee 陳秀枝

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rifa Securities Limited	Rep	Dealing in securities	2014-11-19	-
AuVantage Consultancy Limited	Rep	Dealing in securities	2006-06-05	2014-11-18
WING SANG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-08-03
	Rep	Advising on securities	2003-04-01	2004-08-03
	Rep	Asset management	2003-04-01	2004-08-03
	Rep	Dealing in securities	2003-04-01	2006-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rifa Securities Limited	Rep	Dealing in securities	2014-11-19	-
AuVantage Consultancy Limited	Rep	Dealing in securities	2006-06-05	2014-11-18
WING SANG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-08-03
	Rep	Advising on securities	2003-04-01	2004-08-03
	Rep	Asset management	2003-04-01	2004-08-03
	Rep	Dealing in securities	2003-04-01	2006-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.