Personnel Hong Kong SFC License Details (ID 86550)

Personnel Hong Kong SFC License Details (ID 86550)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-10-23	-
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-10-23	-
FOUNDER FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-08-05	2019-09-25
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-11-06	2019-09-25
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2015-01-09	2015-07-16
AuVantage Consultancy Limited	Rep	Dealing in securities	2006-07-10	2014-12-31
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-05-19
	Rep	Advising on securities	2003-04-01	2004-05-19
	Rep	Asset management	2003-04-01	2004-05-19
	Rep	Providing automated trading services	2003-04-01	2004-05-19
	Rep	Dealing in securities	2003-04-01	2006-07-08