Personnel Hong Kong SFC License Details (ID 86555)

Personnel Hong Kong SFC License Details (ID 86555)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2014-12-10	-
AuVantage Consultancy Limited	Rep	Dealing in securities	2006-07-11	2014-12-08
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-05-19
	Rep	Advising on securities	2003-04-01	2004-05-19
	Rep	Asset management	2003-04-01	2004-05-19
	Rep	Providing automated trading services	2003-04-01	2004-05-19
	Rep	Dealing in securities	2003-04-01	2006-07-07