Personnel SFC Licences and HKMA Registrations (ID 86563)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MAN INVESTMENTS (HONG KONG) LIMITED	RO	Advising on securities	2023-10-03	-
	RO	Dealing in futures contracts	2023-10-03	-
	RO	Dealing in securities	2023-10-03	-
	RO	Leveraged foreign exchange trading	2023-10-03	2025-08-01
	RO	Advising on securities	2015-04-27	2023-10-02
	RO	Dealing in futures contracts	2009-03-31	2023-10-02
	RO	Dealing in securities	2009-03-31	2023-10-02
	RO	Leveraged foreign exchange trading	2009-03-31	2023-10-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.