Personnel Hong Kong SFC License Details (ID 86570)

Personnel Hong Kong SFC License Details (ID 86570)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2022-07-01	-
	Rep	Dealing in securities	2015-01-12	2022-06-30
MAN INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2009-07-02	2013-09-19
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2007-09-13	2009-05-01
	Rep	Dealing in securities	2007-09-13	2009-05-01
Janus Henderson Investors Hong Kong Limited	Rep	Advising on securities	2005-08-24	2007-08-24
	Rep	Dealing in securities	2005-08-24	2007-08-24