Personnel Hong Kong SFC License Details (ID 86571)

Personnel Hong Kong SFC License Details (ID 86571)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Robeco Hong Kong Limited	RO	Advising on securities	2016-02-23	-
	RO	Dealing in securities	2016-02-23	-
	Rep	Advising on securities	2012-09-12	2016-02-23
	Rep	Dealing in securities	2012-09-12	2016-02-23
MAN INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2009-02-19	2012-08-17
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2007-11-15	2009-01-18
Allianz Global Investors Hong Kong Limited	Rep	Advising on corporate finance	2003-04-01	2005-03-03
	Rep	Asset management	2003-04-01	2005-03-03
	Rep	Advising on securities	2003-04-01	2007-08-11