Personnel Hong Kong SFC License Details (ID 86574)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	RO	Advising on securities	2020-06-11	-
	RO	Dealing in securities	2020-06-11	-
	Rep	Advising on securities	2019-03-18	2020-06-11
	Rep	Dealing in securities	2019-03-14	2020-06-11
Mesirow Financial Hong Kong, Limited	Rep	Dealing in securities	2014-08-25	2019-02-28
MAN INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2010-04-26	2014-07-25
	Rep	Dealing in securities	2010-04-26	2014-07-25