Personnel Hong Kong SFC License Details (ID 86584)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nomura Asset Management Hong Kong Limited	RO	Advising on securities	2026-07-27	-
	RO	Asset management	2026-07-27	-
	RO	Dealing in securities	2026-07-27	-
	Rep	Advising on securities	2023-07-24	2026-07-27
	Rep	Asset management	2023-07-24	2026-07-27
	Rep	Dealing in securities	2023-07-24	2026-07-27
BITFIRE ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2022-04-25	2022-12-30
	Rep	Asset management	2022-04-25	2022-12-30
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2016-03-29	2018-03-30
	Rep	Dealing in securities	2016-03-29	2018-03-30
FORMAX ASSET MANAGEMENT LIMITED	Rep	Asset management	2016-02-16	2016-03-04
Natixis Investment Managers Hong Kong Limited	RO	Dealing in securities	2014-06-20	2016-01-31
	Rep	Dealing in securities	2013-09-24	2014-06-20
MAN INVESTMENTS (HONG KONG) LIMITED	Rep	Dealing in securities	2007-11-19	2013-04-12
	Rep	Advising on securities	2007-09-13	2013-04-12
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2006-03-27	2007-07-21
	Rep	Asset management	2006-03-27	2007-07-21
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2003-08-11	2005-03-15
	Rep	Dealing in securities	2003-08-11	2006-03-11
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2003-08-11	2005-03-23
	Rep	Dealing in securities	2003-08-11	2006-03-11
Janus Henderson Investors Hong Kong Limited	Rep	Advising on corporate finance	2003-04-01	2003-08-07
	Rep	Asset management	2003-04-01	2003-08-07
	Rep	Advising on securities	2003-04-01	2003-08-08
	Rep	Dealing in securities	2003-04-01	2003-08-08