Personnel Hong Kong SFC License Details (ID 86587)

Personnel Hong Kong SFC License Details (ID 86587)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RP ASSET MANAGEMENT LIMITED	RO	Advising on securities	2017-09-01	2025-01-31
	RO	Asset management	2017-09-01	2025-01-31
	RO	Dealing in securities	2017-09-01	2025-01-31
China Point Asset Management Limited	RO	Advising on securities	2015-04-17	2017-08-30
	RO	Asset management	2015-04-17	2017-08-30
Yunfeng Financial Markets Limited	Rep	Providing automated trading services	2009-12-09	2012-11-09
	Rep	Advising on corporate finance	2009-12-09	2015-03-24
	Rep	Advising on securities	2009-12-09	2015-03-24
	Rep	Asset management	2009-12-09	2015-03-24
	Rep	Dealing in securities	2009-12-09	2015-03-24
CHINA TONGHAI (IA) LIMITED	Rep	Advising on securities	-	2005-06-22