Personnel Hong Kong SFC License Details (ID 86589)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2021-08-13
	Rep	Dealing in securities	2017-02-03	2017-10-02
Yunfeng Securities Limited	Rep	Dealing in securities	2013-12-31	2017-01-06
Yunfeng Financial Markets Limited	Rep	Advising on corporate finance	-	2005-03-11
	Rep	Advising on securities	-	2005-03-11
	Rep	Asset management	-	2005-03-11
	Rep	Providing automated trading services	-	2012-11-09
	Rep	Dealing in securities	-	2013-12-18