| SEEKERS ADVISORS H.K. LIMITED | RO | Asset management | 2019-01-22 | 2022-10-01 |
| GENERALI INVESTMENTS ASIA LIMITED | RO | Advising on futures contracts | 2015-12-17 | 2018-04-30 |
| RO | Advising on securities | 2015-12-17 | 2018-04-30 |
| RO | Asset management | 2015-12-17 | 2018-04-30 |
| RO | Dealing in securities | 2015-12-17 | 2018-04-30 |
| Rep | Advising on securities | 2015-08-17 | 2015-12-17 |
| Rep | Asset management | 2015-08-17 | 2015-12-17 |
| Cynosure Asset Management Hong Kong Limited | Rep | Advising on securities | 2014-03-18 | 2015-08-05 |
| Rep | Asset management | 2014-03-18 | 2015-08-05 |
| Manulife Investment Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2008-05-08 | 2013-01-31 |
| Rep | Advising on securities | 2008-05-08 | 2013-01-31 |
| Rep | Asset management | 2008-04-03 | 2013-01-31 |
| HT CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2007-10-11 | 2008-01-24 |
| PACIFIC GROUP LIMITED, THE | Rep | Asset management | 2006-04-04 | 2007-08-15 |
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED | RO | Asset management | 2003-12-12 | 2006-03-31 |
| SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2003-06-25 |
| Rep | Dealing in securities | - | 2003-06-25 |
| Rep | Advising on securities | - | 2006-03-31 |
| Rep | Asset management | - | 2006-03-31 |