Personnel Hong Kong SFC License Details (ID 86740)

Personnel Hong Kong SFC License Details (ID 86740)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Advisors	Rep	Advising on securities	2016-06-03	2023-07-31
	Rep	Asset management	2016-06-03	2023-07-31
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2016-06-03	2023-07-31
	Rep	Asset management	2016-06-03	2023-07-31
	Rep	Dealing in securities	2016-06-03	2023-07-31
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on futures contracts	2011-09-06	2016-05-28
	Rep	Advising on securities	2011-09-06	2016-05-28
	Rep	Asset management	2011-09-06	2016-05-28