Personnel Hong Kong SFC License Details (ID 86892)

Personnel Hong Kong SFC License Details (ID 86892)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Advising on futures contracts	2021-01-13	2024-10-31
	Rep	Dealing in futures contracts	2021-01-13	2024-10-31
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2014-03-06	2018-06-15
	Rep	Asset management	2014-03-06	2018-06-15
	Rep	Dealing in securities	2014-03-06	2018-06-15
Manulife Investment Management (Hong Kong) Limited	Rep	Asset management	2007-01-19	2013-09-09
AN QIAO INVESTMENT (HONG KONG) LIMITED	Rep	Advising on securities	2005-07-26	2006-07-31
	Rep	Asset management	2005-07-26	2006-07-31