Personnel SFC Licences and HKMA Registrations (ID 86944)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Asset management	2013-02-26	-
	Rep	Advising on securities	2008-11-12	-
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2006-08-01	2008-05-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.