Personnel Hong Kong SFC License Details (ID 87011)

Personnel Hong Kong SFC License Details (ID 87011)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grace Financial Limited (HK)	Rep	Advising on securities	2016-01-13	2016-12-01
	Rep	Asset management	2016-01-13	2016-12-01
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2013-09-11	2014-12-31
	Rep	Asset management	2013-09-11	2014-12-31
	Rep	Dealing in securities	2013-09-11	2014-12-31
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2013-06-24	2013-08-25
	Rep	Asset management	2013-06-24	2013-08-25
	Rep	Dealing in securities	2013-06-24	2013-08-25
Manulife Investment Management (Hong Kong) Limited	Rep	Asset management	2010-09-14	2013-03-16