Personnel SFC Licences and HKMA Registrations (ID 87041)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2015-06-15	-
	Rep	Asset management	2015-06-15	-
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2012-05-30	2015-03-28
	Rep	Asset management	2012-05-30	2015-03-28
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2008-08-20	2012-04-10
	Rep	Dealing in securities	2008-08-20	2012-04-10
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2004-12-17	2008-07-16
	Rep	Dealing in securities	2004-12-17	2008-07-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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