Personnel Hong Kong SFC License Details (ID 87108)

Personnel Hong Kong SFC License Details (ID 87108)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MARSHALL WACE ASIA LIMITED	Rep	Asset management	2023-04-13	-
	RO	Asset management	2017-04-05	2023-04-13
	RO	Dealing in securities	2017-04-05	2023-04-13
	Rep	Asset management	2008-11-11	2017-04-05
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-08-15	2008-07-28
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-08-15	2008-07-28
	Rep	Dealing in futures contracts	2007-08-15	2008-07-28
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2007-08-15	2008-07-28
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Advising on securities	2003-04-01	2007-06-08
	Rep	Dealing in securities	2003-04-01	2008-07-28