Personnel SFC Licences and HKMA Registrations (ID 87160)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2022-09-19	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2017-11-03	2019-05-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-11-03	2019-05-01
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2015-03-30	2019-05-01
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2015-03-30	2019-05-01
YF Life Investors Limited	Rep	Advising on securities	2008-10-10	2012-03-31
	Rep	Dealing in securities	2008-10-10	2012-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.