Personnel Hong Kong SFC License Details (ID 87205)

Personnel Hong Kong SFC License Details (ID 87205)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Azure Lion International Securities Company Limited	RO	Advising on securities	2015-08-12	2016-03-15
	RO	Dealing in securities	2015-08-12	2016-03-15
GEO Securities Limited	RO	Advising on securities	2014-05-07	2015-01-30
	RO	Dealing in securities	2013-05-03	2015-01-30
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2012-04-30	2013-04-30
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	Advising on securities	2011-10-10	2012-03-09
	RO	Dealing in securities	2011-08-26	2012-03-31
	Rep	Dealing in securities	2011-08-03	2011-08-26
CNI Securities Group Limited	RO	Dealing in securities	2011-03-30	2011-07-31
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2008-11-24	2011-02-28
	RO	Dealing in securities	2004-02-23	2008-11-24
EAA SECURITIES LIMITED	RO	Dealing in securities	-	2004-01-10