Personnel Hong Kong SFC License Details (ID 87208)

Personnel Hong Kong SFC License Details (ID 87208)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2012-07-26	2017-08-26
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-04-11	2017-08-26
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-04-11	2017-08-26
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	Asset management	2011-08-03	2012-03-31
	Rep	Dealing in securities	2011-08-03	2012-03-31
CNI Securities Group Limited	Rep	Dealing in securities	2011-04-19	2011-07-31
UPBEST SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-10-08	2011-03-31