Personnel Hong Kong SFC License Details (ID 87212)

Personnel Hong Kong SFC License Details (ID 87212)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2013-12-17	2015-07-04
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2013-12-17	2015-07-04
Open Securities Limited	Rep	Advising on securities	2013-01-16	2013-10-18
	Rep	Dealing in futures contracts	2013-01-16	2013-10-18
	Rep	Dealing in securities	2013-01-16	2013-10-18
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	Dealing in securities	2010-08-16	2012-12-31
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2009-11-30	2010-08-01
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2009-11-06	2010-08-01
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	Advising on securities	2008-01-03	2009-10-01
	Rep	Dealing in securities	2008-01-03	2009-10-01
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2006-12-08	2007-11-26
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2006-09-12	2007-11-26
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2006-09-12	2007-11-26