Personnel Hong Kong SFC License Details (ID 87234)

Personnel Hong Kong SFC License Details (ID 87234)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on futures contracts	2017-06-28	2019-05-31
	Rep	Advising on securities	2017-06-28	2019-05-31
	Rep	Dealing in futures contracts	2017-06-28	2019-05-31
	Rep	Dealing in securities	2017-06-28	2019-05-31
MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED	RO	Advising on securities	2010-12-21	2012-07-31
	RO	Asset management	2010-12-21	2012-07-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-16	2009-06-24
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-10-16
	Rep	Advising on securities	-	2003-10-16
	Rep	Asset management	-	2003-10-16
	Rep	Providing automated trading services	-	2003-10-16
	Rep	Dealing in securities	-	2009-06-24
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Advising on futures contracts	-	2003-10-13
	Rep	Asset management	-	2003-10-13
	Rep	Dealing in futures contracts	-	2009-06-24