| MORTON SECURITIES LIMITED | RO | Advising on securities | 2025-02-11 | - |
| RO | Asset management | 2025-02-11 | - |
| RO | Dealing in securities | 2025-01-17 | - |
| Rep | Dealing in securities | 2024-10-31 | 2025-01-17 |
| China Gather Wealth Financial Company Limited | RO | Advising on securities | 2022-06-22 | 2024-07-31 |
| RO | Asset management | 2022-06-22 | 2024-07-31 |
| RO | Dealing in securities | 2021-10-19 | 2024-07-31 |
| Kylin International (HK) Co., Limited | RO | Asset management | 2021-03-25 | 2021-07-31 |
| ForthTech Capital Limited (HK) | RO | Advising on securities | 2020-06-08 | 2021-03-14 |
| RO | Asset management | 2020-06-08 | 2021-03-14 |
| NINE RIVERS CAPITAL PARTNERS LIMITED | RO | Advising on securities | 2016-05-04 | 2020-04-21 |
| RO | Asset management | 2016-05-04 | 2020-04-21 |
| RO | Dealing in securities | 2015-09-25 | 2020-04-21 |
| MFG Limited (HK) | Rep | Advising on securities | 2014-12-18 | 2015-08-31 |
| RO | Advising on futures contracts | 2013-12-06 | 2015-08-31 |
| RO | Dealing in futures contracts | 2013-05-22 | 2015-08-31 |
| Rep | Asset management | 2012-10-10 | 2015-08-31 |
| RO | Dealing in securities | 2011-07-19 | 2015-08-31 |
| Rep | Dealing in securities | 2010-11-12 | 2011-07-19 |
| Rep | Dealing in futures contracts | 2010-11-12 | 2013-05-22 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-28 | 2010-11-06 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-25 | 2010-11-06 |
| FAIR EAGLE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-11-23 | 2009-06-19 |