Personnel Hong Kong SFC License Details (ID 87248)

Personnel Hong Kong SFC License Details (ID 87248)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2017-11-07	-
	RO	Asset management	2017-11-07	-
	RO	Dealing in securities	2017-11-07	-
	Rep	Advising on securities	2014-10-17	2017-11-07
	Rep	Asset management	2014-10-17	2017-11-07
	Rep	Dealing in securities	2014-10-17	2017-11-07
PICO ZEMAN SECURITIES (HK) LIMITED	Rep	Dealing in securities	2012-04-24	2014-09-09
MFG Limited (HK)	Rep	Dealing in securities	2010-10-11	2011-10-21
North Beta International Securities Limited	Rep	Dealing in securities	2009-10-08	2010-04-19
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Asset management	2008-08-15	2009-03-09
CMS CAPITAL (HK) CO., LIMITED	Rep	Asset management	2008-05-06	2008-07-23