| SPRING SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2023-07-26 | 2024-07-03 |
| Wealth Link Securities Limited | RO | Advising on securities | 2022-09-28 | 2023-01-30 |
| RO | Dealing in securities | 2022-09-28 | 2023-01-30 |
| SUPREME CHINA SECURITIES LIMITED | RO | Dealing in securities | 2021-07-26 | 2022-03-01 |
| Rep | Dealing in securities | 2021-07-06 | 2021-07-26 |
| DT Securities & Futures Co. Limited | Rep | Dealing in futures contracts | 2021-06-10 | 2021-06-10 |
| RO | Dealing in futures contracts | 2021-06-08 | 2021-06-10 |
| RO | Dealing in securities | 2021-06-08 | 2021-06-10 |
| Rep | Dealing in futures contracts | 2020-09-21 | 2021-06-08 |
| Rep | Dealing in securities | 2020-09-21 | 2021-06-08 |
| MFG Limited (HK) | Rep | Dealing in futures contracts | 2011-08-19 | 2019-03-08 |
| Rep | Dealing in securities | 2011-08-19 | 2019-03-08 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2007-11-23 | 2008-12-08 |